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Risk and Compliance Management

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The following solution was implemented by one of our global customers:

 Risk & Compliance Solution

The Risk & Compliance solution is a combination of 10 InfoPath forms and two Nintex Workflows. Each month senior members of the Management Team are required to submit a Compliance Report and/or Risk Change Report to ensure the company meets their legal obligations. In the case of a breach of compliance or a change in the risk status a workflow process is kicked off and the Compliance Manager is notified of a potential problem. SharePoint and InfoPath are used to meet the UI and security requires of the solution; while Nintex provides the workflow. The workflow includes an approval process and updates the security settings of each item to maintain privacy.


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